SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
LSV Associates, LLC

(Last) (First) (Middle)
500 BOYLSTON STREET, SUITE 1380

(Street)
BOSTON MA 02116

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/05/2021
3. Issuer Name and Ticker or Trading Symbol
Gemini Therapeutics, Inc. /DE [ GMTX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 2,796,868 I See Footnote(1)
Common Stock 381,040 I See Footnote(2)
Common Stock 1,658,198 I See Footnote(3)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
LSV Associates, LLC

(Last) (First) (Middle)
500 BOYLSTON STREET, SUITE 1380

(Street)
BOSTON MA 02116

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Lightstone Ventures, L.P.

(Last) (First) (Middle)
500 BOYLSTON STREET, SUITE 1380

(Street)
BOSTON MA 02116

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Lightstone Ventures (A), L.P.

(Last) (First) (Middle)
500 BOYLSTON STREET, SUITE 1380

(Street)
BOSTON MA 02116

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Lightstone Singapore, L.P.

(Last) (First) (Middle)
500 BOYLSTON STREET, SUITE 1380

(Street)
BOSTON MA 02116

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Lightstone Singapore Associates, LLC

(Last) (First) (Middle)
C/O MAPLES CORPORATE SERVICES
UGLAND HOUSE, P.O. BOX 309

(Street)
GRAND CAYMAN E9 KY1-1104

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Carusi Michael A

(Last) (First) (Middle)
C/O LSV ASSOCIATES LLC
500 BOYLSTON ST., SUITE 1380

(Street)
BOSTON MA 02116

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Plain Henry A JR

(Last) (First) (Middle)
125 CONSTITUTION DRIVE

(Street)
MENLO PARK CA 94025-1118

(City) (State) (Zip)
Explanation of Responses:
1. These shares are held by Lightstone Ventures, L.P. ("LV LP"). LSV Associates, LLC ("LSV Associates") is the general partner of LV LP. As the individual managing directors of LSV Associates, Michael A. Carusi, Jean M. George and Henry A. Plain Jr. share voting and dispositive power with respect to the shares held of record by LV LP. Each of LSV Associates, Mr. Carusi and Mr. Plain disclaim beneficial ownership of such shares except to the extent of its or his respective pecuniary interest therein. Ms. George, as a director of the Issuer, files separate Section 16 reports.
2. These shares are held by Lightstone Ventures (A), L.P. ("LV(A) LP"). LSV Associates is the general partner of LV(A) LP. As the individual managing directors of LSV Associates, Michael A. Carusi, Jean M. George and Henry A. Plain Jr. share voting and dispositive power with respect to the shares held of record by LV(A) LP. Each of LSV Associates, Mr. Carusi and Mr. Plain disclaim beneficial ownership of such shares except to the extent of its or his respective pecuniary interest therein. Ms. George, as a director of the Issuer, files separate Section 16 reports.
3. These shares are held by Lightstone Singapore, L.P. ("LV Singapore"), Lightstone Singapore Associates, LLC ("Lightstone Singapore Associates") is the general partner of LV Singapore. As the individual managing directors of Lightstone Singapore Associates, Michael A. Carusi, Jean M. George and Henry A. Plain Jr. share voting and dispositive power with respect to the shares held of record by LV Singapore. Each of Lightstone Singapore Associates, Mr. Carusi and Mr. Plain disclaim beneficial ownership of such shares except to the extent of its or his respective pecuniary interest therein. Ms. George, as a director of the Issuer, files separate Section 16 reports.
Lightstone Ventures, L.P., by LSV Associates, LLC, by /s/ Jean George, Managing Director 02/12/2021
Lightstone Ventures (A), L.P., by LSV Associates, LLC, by /s/ Jean George, Managing Director 02/12/2021
LSV Associates, LLC, by /s/ Jean George, Managing Director 02/12/2021
Lightstone Singapore, L.P. , by Lightstone Singapore Associates, LLC, by /s/ Jean George, Managing Director 02/12/2021
Lightstone Singapore Associates, LLC, by /s/ Jean George, Managing Director 02/12/2021
/s/ Michael A. Carusi 02/12/2021
/s/ Henry A. Plain Jr. 02/12/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.